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Form 13FHR

Implementation details​

Class names​

Model nameParameters classData class
Form13FHRForm13FHRQueryParamsForm13FHRData

Import Statement​

from openbb_core.provider.standard_models.form_13FHR import (
Form13FHRData,
Form13FHRQueryParams,
)

Parameters​

symbol: str

Symbol to get data for. A CIK or Symbol can be used.

• Optional: False

date: Union[date, str]

A specific date to get data for. The date represents the end of the reporting period. All form 13F-HR filings are based on the calendar year and are reported quarterly. If a date is not supplied, the most recent filing is returned. Submissions beginning 2013-06-30 are supported.

• Optional: True

limit: int

The number of data entries to return. The number of previous filings to return. The date parameter takes priority over this parameter.

• Default: 1

• Optional: True

Data​

period_ending: date

The end-of-quarter date of the filing.

issuer: str

The name of the issuer.

cusip: str

The CUSIP of the security.

asset_class: str

The title of the asset class for the security.

security_type: Literal['SH', 'PRN']

Whether the principal amount represents the number of shares or the principal amount of such class. 'SH' for shares. 'PRN' for principal amount. Convertible debt securities are reported as 'PRN'.

option_type: Literal['call', 'put']

Defined when the holdings being reported are put or call options. Only long positions are reported.

investment_discretion: str

The investment discretion held by the Manager. Sole, shared-defined (DFN), or shared-other (OTR).

voting_authority_sole: int

The number of shares for which the Manager exercises sole voting authority.

voting_authority_shared: int

The number of shares for which the Manager exercises a defined shared voting authority.

voting_authority_none: int

The number of shares for which the Manager exercises no voting authority.

principal_amount: int

The total number of shares of the class of security or the principal amount of such class. Defined by the 'security_type'. Only long positions are reported

value: int

The fair market value of the holding of the particular class of security. The value reported for options is the fair market value of the underlying security with respect to the number of shares controlled. Values are rounded to the nearest US dollar and use the closing price of the last trading day of the calendar year or quarter.

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