adviser_universe

Get current registered or exempt Form ADV Part 1 data, optionally by CRD.

Examples

from openbb import obb
obb.sec.adviser_universe(registration_type='registered', provider='sec')
obb.sec.adviser_universe(registration_type='exempt', provider='sec')
obb.sec.adviser_universe(registration_type='registered', crd='148826', provider='sec')

Parameters

• standard
• sec

registration_type: str
Registered or exempt adviser population to return.

crd: str | None
Central Registration Depository (CRD) number to return.

use_cache: bool | None
Default: True
Whether to use cached SEC responses.

---

Returns

results: SecAdviserUniverse

Serializable results.

provider: str | None

Provider name.

warnings: Optional[list[Warning_]]

List of warnings.

chart: Optional[Chart]

Chart object.

extra: dict[str, Any]

Extra info.

---

Data

• standard
• sec

crd: str
Central Registration Depository (CRD) number.

sec_number: str
SEC investment adviser number.

cik: str | None
First reported CIK, zero-padded to 10 digits.

cik_count: int | None
Total number of CIKs reported by the firm.

primary_business_name: str
Primary business name.

legal_name: str
Legal name.

firm_type: str
Registration category reported in the SEC data file.

status: str
Current SEC registration status.

latest_adv_filing_date: date
Date of the latest Form ADV filing.

employee_count: int | None
Number of employees reported in Form ADV Item 5.A.

discretionary_aum: float | int | None
Discretionary regulatory assets under management.

non_discretionary_aum: float | int | None
Non-discretionary regulatory assets under management.

regulatory_assets_under_management: float | int | None
Total regulatory assets under management.

discretionary_account_count: int | None
Number of discretionary accounts.

non_discretionary_account_count: int | None
Number of non-discretionary accounts.

account_count: int | None
Total number of accounts.

report_date: date
Report month, represented by its first calendar day.