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form_13f

Get the form 13F.

The Securities and Exchange Commission's (SEC) Form 13F is a quarterly report that is required to be filed by all institutional investment managers with at least $100 million in assets under management. Managers are required to file Form 13F within 45 days after the last day of the calendar quarter. Most funds wait until the end of this period in order to conceal their investment strategy from competitors and the public.

Parameters​

symbol: str
Symbol to get data for. A CIK or Symbol can be used.

date: date | None | str
A specific date to get data for. The date represents the end of the reporting period. All form 13F-HR filings are based on the calendar year and are reported quarterly. If a date is not supplied, the most recent filing is returned. Submissions beginning 2013-06-30 are supported.

limit: int | None
Default: 1
The number of data entries to return. The number of previous filings to return. The date parameter takes priority over this parameter.

Returns​

results: Form13FHR

Serializable results.

provider: Optional[Literal['sec']]

Provider name.

warnings: Optional[list[Warning_]]

list of warnings.

chart: Optional[Chart]

Chart object.

extra: dict[str, Any]

Extra info.

Data​

period_ending: date
The end-of-quarter date of the filing.

issuer: str
The name of the issuer.

cusip: str
The CUSIP of the security.

asset_class: str
The title of the asset class for the security.

security_type: Literal['SH', 'PRN'] | None
Whether the principal amount represents the number of shares or the principal amount of such class. 'SH' for shares. 'PRN' for principal amount. Convertible debt securities are reported as 'PRN'.

option_type: Literal['call', 'put'] | None
Defined when the holdings being reported are put or call options. Only long positions are reported.

investment_discretion: str | None
The investment discretion held by the Manager. Sole, shared-defined (DFN), or shared-other (OTR).

voting_authority_sole: int | None
The number of shares for which the Manager exercises sole voting authority.

voting_authority_shared: int | None
The number of shares for which the Manager exercises a defined shared voting authority.

voting_authority_none: int | None
The number of shares for which the Manager exercises no voting authority.

principal_amount: int
The total number of shares of the class of security or the principal amount of such class. Defined by the 'security_type'. Only long positions are reported

value: int
The fair market value of the holding of the particular class of security. The value reported for options is the fair market value of the underlying security with respect to the number of shares controlled. Values are rounded to the nearest US dollar and use the closing price of the last trading day of the calendar year or quarter.

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